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Joseph Lotito

Ingalls & Snyder, LLC

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About Joseph Lotito

Joseph Lotito is a financial professional with over 16 years of experience in the industry. Joseph currently works for Ingalls & Snyder, LLC. Joseph has previously worked for MIZUHO SECURITIES USA LLC, UBS SECURITIES LLC, BARCLAYS CAPITAL INC., and GOLDMAN, SACHS & CO.. Joseph holds the Series 63, 24, 99TO, SIE, 57, and 7 licenses. Joseph is registered in New York.

Firm Information

Joseph Lotito is currently registered with Ingalls & Snyder, LLC. Ingalls & Snyder, LLC, is a Limited Liability Company that has been approved since January 2, 1996. The firm's main office is located in NEW YORK, NY. The firm offers a range of advisory services, including financial planning, educational seminars, selection of other advisors, portfolio management for businesses and individuals, and portfolio management for pooled investment vehicles. The firm has approximately $6,897,915,721 in regulatory assets under management, with 4,189 total accounts. The firm serves a variety of clients including high-net-worth individuals, corporations or other businesses, individuals other than high-net-worth, charitable organizations, and pension and profit-sharing plans.
Ingalls & Snyder, LLC

1 ROCKEFELLER PLAZA

NEW YORK, NY 10020

$6.90B

Assets Under Management

1

Total Clients

45

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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please see "miscellaneous" on schedule d.

Please see "miscellaneous" on schedule d.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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performance-based fees

Fees calculated based on the performance of your investments relative to a benchmark.

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Joseph Lotito’s Registration & Firm History

NY

09/08/2023 - Present

Ingalls & Snyder, LLC (NEW YORK NY)

NY

05/23/2019 - 02/22/2023

MIZUHO SECURITIES USA LLC (NEW YORK NY)

NY

05/09/2012 - 05/07/2019

UBS SECURITIES LLC (NEW YORK NY)

NY

08/18/2009 - 02/02/2011

BARCLAYS CAPITAL INC. (NEW YORK NY)

NY

10/11/2004 - 04/02/2009

GOLDMAN, SACHS & CO. (NEW YORK NY)

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Licenses & Designations

BC

Issued 10/30/2006

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 03/23/2018

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/20/2017

Series 57 - Securities Trader Exam

BC

Issued 07/28/2006

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

NYSE American LLC

N

New York Stock Exchange

Disclosures

There are no public disclosures for Joseph Lotito.
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