Unclaimed
Joseph Lim Yee is a financial advisor with over 20 years of experience in the industry. Joseph is registered with Nylife Securities LLC and holds Series 6 and 63 licenses as well as the Securities Industry Essentials (SIE) Exam. Joseph is registered in Illinois, Indiana, Kentucky, Texas and Wisconsin. Joseph's current office location is 2001 Butterfield Road, Suite 800 in Downers Grove, Illinois.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
IL
08/01/2002 - Present
Nylife Securities LLC (DOWNERS GROVE IL)
BC
Issued 08/01/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/31/2002
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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