Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joseph? Claim Your ProfileJoseph Laganza is a financial advisor with over 11 years of experience in the industry. Joseph is currently registered with Arete Wealth Management, LLC in Chicago, Illinois and has been with the firm since January 2020. Prior to that, Joseph worked for Skyway Capital Markets, LLC, Shopoff Securities, Inc., Atel Securities Corporation, Griffin Capital Securities, Inc., Lightstone Securities, LLC and Royal Alliance Associates, Inc. Joseph holds Series 7, 24 and 63 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
IL
01/03/2020 - Present
Arete Wealth Management, LLC (Chicago IL)
FL
02/01/2018 - 10/11/2019
SKYWAY CAPITAL MARKETS, LLC (TAMPA FL)
CA
08/11/2014 - 01/19/2018
SHOPOFF SECURITIES, INC. (IRVINE CA)
CA
06/16/2014 - 08/08/2014
ATEL SECURITIES CORPORATION (SAN FRANCISCO CA)
CA
12/05/2012 - 06/05/2014
ATEL SECURITIES CORPORATION (SAN FRANCISCO CA)
CA
12/17/2010 - 11/09/2012
GRIFFIN CAPITAL SECURITIES, INC. (EL SEGUNDO CA)
NJ
04/06/2009 - 12/21/2010
LIGHTSTONE SECURITIES, LLC (MAHWAH NJ)
NY
04/04/2008 - 03/24/2009
ROYAL ALLIANCE ASSOCIATES, INC. (NEW YORK NY)
BC
Issued 09/15/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/07/2017
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/03/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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