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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joseph? Claim Your ProfileJoseph Lester Lomax is an investment advisor representative and has been in the industry since March 19, 1986. Joseph currently works for Morgan Stanley in the MOBILE, AL branch office. Joseph has been with Morgan Stanley since June 2009. Prior to joining Morgan Stanley, Joseph worked for CITIGROUP GLOBAL MARKETS INC. in MOBILE, AL. Joseph is registered with the state of Alabama and Texas and is licensed to sell securities in 26 states. Joseph is also registered with FINRA.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
AL
01/27/2015 - Present
Morgan Stanley (MOBILE AL)
AL
11/28/2008 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (MOBILE AL)
AL
04/02/2007 - 12/05/2008
MORGAN STANLEY & CO. INCORPORATED (MOBILE AL)
AL
03/20/1986 - 04/02/2007
MORGAN STANLEY DW INC. (MOBILE AL)
BC
Issued 03/21/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/06/1988
Series 3 - National Commodity Futures Examination
BC
Issued 03/15/1986
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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