Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joseph? Claim Your ProfileJoseph Lester Crain is a financial advisor with over 25 years of experience in the financial services industry. Joseph is a CERTIFIED FINANCIAL PLANNER™ professional and is registered with LPL Financial LLC. Joseph has a broad range of experience, having previously worked for B. Riley Wealth Management, Citigroup Global Markets Inc. and The Robinson-Humphrey Company, LLC. Joseph is committed to providing his clients with personalized financial advice and guidance. Joseph specializes in providing financial planning services to individuals, families, and businesses. Joseph can assist you with a variety of financial planning needs, including retirement planning, college savings, estate planning, and insurance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TN
10/26/2020 - Present
LPL Financial LLC (COLLIERVILLE TN)
TN
06/18/2007 - 11/04/2020
B. RILEY WEALTH MANAGEMENT (Memphis TN)
TN
04/27/1999 - 06/29/2007
CITIGROUP GLOBAL MARKETS INC. (MEMPHIS TN)
GA
10/04/1994 - 04/05/1999
THE ROBINSON-HUMPHREY COMPANY, LLC (ATLANTA GA)
IA
Issued 10/21/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/07/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 04/14/1999
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/03/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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