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Joseph Leonard Vogelpohl

Hold Brothers Capital LLC

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About Joseph Leonard Vogelpohl

Joseph Leonard Vogelpohl is a financial professional with experience in the securities industry. Joseph holds both the Series 57TO and SIE exams. Joseph is currently registered with Hold Brothers Capital LLC. Previously, Joseph was employed by Hold Brothers Capital LLC, in New York, New York.

Firm Information

Joseph Vogelpohl is currently registered with Hold Brothers Capital LLC. Hold Brothers Capital LLC is a Limited Liability Company that was formed on May 4, 2009. The firm is registered in California, Florida, Nevada, New Jersey, New York, and Texas, and has 1 approved SEC registration and 6 approved state registrations. The firm has reported 3 regulatory events.

Not reported

Assets Under Management

Not reported

Total Clients

34

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Joseph Vogelpohl’s Registration & Firm History

NY

06/07/2024 - Present

Hold Brothers Capital LLC (NEW YORK NY)

NY

09/11/2021 - 06/29/2022

HOLD BROTHERS CAPITAL LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 09/11/2021

Series 57TO - Securities Trader Exam

BC

Issued 07/13/2021

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Joseph Leonard Vogelpohl. Review regulatory record here.
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