Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joseph? Claim Your ProfileJoseph Leonard Sanders is an experienced financial advisor with over 30 years of experience in the industry. Joseph is currently registered with Westpark Capital, Inc. and has previously been registered with Newport Coast Securities, Inc., Dean Witter Reynolds Inc., Sutro & Co. Incorporated, A. G. Edwards & Sons, Inc., Everen Securities, Inc., Bateman Eichler, Hill Richards, Incorporated, Shearson Lehman Hutton Inc., E. F. Hutton & Company Inc., and Baraban Securities, Inc.. Joseph holds Series 7, Series 63, and Series 79TO licenses, as well as the SIE designation. Joseph is also a registered representative in Arizona, California, Colorado, Florida, Michigan, Missouri, Nevada, New Jersey, New Mexico, New York, Texas, and Washington. Joseph specializes in financial planning, portfolio management for individuals, and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
10/07/2016 - Present
Westpark Capital, Inc. (Irvine CA)
NY
03/15/2001 - 09/01/2016
NEWPORT COAST SECURITIES, INC. (NEW YORK NY)
NY
04/20/1999 - 03/12/2001
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
CA
04/15/1994 - 04/12/1999
SUTRO & CO. INCORPORATED (SAN FRANCISCO CA)
MO
08/07/1992 - 04/05/1994
A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)
MO
09/04/1990 - 07/31/1992
EVEREN SECURITIES, INC. (ST. LOUIS MO)
NA
11/21/1989 - 09/04/1990
BATEMAN EICHLER, HILL RICHARDS, INCORPORATED
NY
04/11/1988 - 12/05/1989
SHEARSON LEHMAN HUTTON INC. (NEW YORK NY)
NA
08/26/1987 - 04/11/1988
E. F. HUTTON & COMPANY INC
NA
02/28/1984 - 06/22/1987
DEAN WITTER REYNOLDS INC.
NA
09/23/1983 - 10/28/1983
BARABAN SECURITIES, INC.
BC
Issued 03/21/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/17/1983
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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