Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joseph? Claim Your ProfileJoseph Leonard Hampel has over 16 years of experience in the financial services industry. Joseph is currently registered with Fidelity Brokerage Services LLC. Previously, Joseph was registered with CUNA Brokerage Services, Inc., Northwestern Mutual Investment Services, LLC, VALIC Financial Advisors, Inc., Lincoln Investment, Great American Advisors, Inc., Fidelity Brokerage Services LLC, and ProEquities, Inc. Joseph is licensed to conduct business in Kentucky and Ohio.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
KY
10/13/2021 - Present
Fidelity Brokerage Services LLC (COVINGTON KY)
KY
11/12/2014 - 09/20/2021
CUNA BROKERAGE SERVICES, INC. (Union KY)
OH
07/01/2014 - 11/10/2014
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (CINCINNATI OH)
OH
11/11/2013 - 05/30/2014
VALIC FINANCIAL ADVISORS, INC. (INDEPENDENCE OH)
OH
08/02/2010 - 11/11/2013
LINCOLN INVESTMENT (CINCINNATI OH)
OH
09/01/2006 - 08/02/2010
GREAT AMERICAN ADVISORS, INC. (CINCINNATI OH)
RI
10/06/2005 - 04/13/2006
FIDELITY BROKERAGE SERVICES LLC (SMITHFIELD RI)
AL
02/10/2005 - 10/12/2005
PROEQUITIES, INC. (BIRMINGHAM AL)
BOTH
Issued 05/26/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/28/2008
Series 4 - Registered Options Principal Examination
BC
Issued 10/25/2007
Series 53 - Municipal Securities Principal Examination
BC
Issued 01/26/2007
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/05/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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