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Joseph Leonard Giordano

Icapital Markets LLC

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About Joseph Leonard Giordano

Joseph Giordano is a financial advisor with Icapital Markets LLC. Joseph began his career in the financial services industry in 1999. He has a broad range of experience and holds the Series 7, Series 24, and Series 63 securities licenses. Joseph is registered in New York and New Jersey. His previous experience includes roles at Simon Markets LLC, Goldman Sachs & Co. LLC, RBC Capital Markets, LLC, RBS Securities Inc, ABN AMRO Incorporated, Countrywide Securities Corporation, Janney Montgomery Scott LLC, Alliance Fund Distributors, Inc., and Duke & Co., Inc.

Firm Information

Joseph Giordano is currently registered with Icapital Markets LLC. Icapital Markets LLC is a Limited Liability Company that was formed on August 13, 2001. The company is registered in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. Icapital Markets LLC is also registered with the Securities and Exchange Commission.

Not reported

Assets Under Management

Not reported

Total Clients

219

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Joseph Giordano’s Registration & Firm History

NY

12/12/2023 - Present

Icapital Markets LLC (NEW YORK NY)

NY

06/20/2018 - 12/01/2023

SIMON MARKETS LLC (New York NY)

NY

05/08/2015 - 01/04/2019

GOLDMAN SACHS & CO. LLC (NEW YORK NY)

NY

11/04/2010 - 03/13/2015

RBC CAPITAL MARKETS, LLC (NEW YORK NY)

CT

09/11/2009 - 09/07/2010

RBS SECURITIES INC. (STAMFORD CT)

CT

01/04/2007 - 09/11/2009

ABN AMRO INCORPORATED (STAMFORD CT)

FL

02/06/2002 - 12/15/2006

COUNTRYWIDE SECURITIES CORPORATION (FORT LAUDERDALE FL)

PA

06/15/2000 - 06/04/2001

JANNEY MONTGOMERY SCOTT LLC (PHILADELPHIA PA)

TN

09/23/1997 - 01/06/1999

ALLIANCE FUND DISTRIBUTORS, INC. (NASHVILLE TN)

NY

02/09/1996 - 07/10/1996

DUKE & CO., INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 11/20/1995

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 09/25/2012

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/24/1996

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Joseph Leonard Giordano.
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