Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joseph? Claim Your ProfileJoseph Leo Mansfield is a financial advisor with Wells Fargo Clearing Services, LLC, and has been in the industry since June 2, 1988. Joseph is registered with the state of Oregon and Texas. Joseph previously worked at Wells Fargo Investments, LLC; Lincoln Financial Advisors Corporation; The Lincoln National Life Insurance Company; Ogilvie Security Advisors Corporation; Stephen A. Kohn & Associates, LTD.; Kohn, Hebert & Associates, LTD.; Allmerica Investments, Inc. and American Express Financial Advisors Inc. Joseph has a combined total of 6 approved SRO registrations, 1 approved FINRA registration, 20 approved state registrations, and 2 approved IA state registrations. Joseph has passed the Series 65, Series 63, SIE and Series 7 exams. In addition to his financial advisory work, Joseph is a property owner and is a representative payee for his daughter.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
OR
10/12/2020 - Present
Wells Fargo Clearing Services, LLC (MADRAS OR)
OR
05/04/2004 - 01/03/2011
WELLS FARGO INVESTMENTS, LLC (BEND OR)
IN
03/11/1999 - 09/11/2003
LINCOLN FINANCIAL ADVISORS CORPORATION (FORT WAYNE IN)
IN
03/11/1999 - 09/11/2003
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (FORT WAYNE IN)
IL
05/08/1998 - 03/03/1999
OGILVIE SECURITY ADVISORS CORPORATION (CHICAGO IL)
FL
09/25/1996 - 05/06/1998
STEPHEN A. KOHN & ASSOCIATES, LTD. (LUTZ FL)
NA
06/19/1996 - 09/13/1996
KOHN, HEBERT & ASSOCIATES, LTD.
MA
04/27/1988 - 06/05/1996
ALLMERICA INVESTMENTS, INC. (WORCESTER MA)
NA
04/29/1987 - 12/14/1987
AMERICAN EXPRESS FINANCIAL ADVISORS INC.
IA
Issued 11/29/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/21/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/25/1987
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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