Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joseph? Claim Your ProfileJoseph Maverick is a financial advisor who has been in the industry since August 23, 1992. Joseph is currently registered with Samco Capital Markets, Inc. in Austin, Texas. Joseph has worked with several firms throughout his career, including Amherst Securities Group, L.P., Penson Financial Services, Inc., and Service Asset Management Company. Joseph has a variety of licenses and certifications including Series 4, 7, 14, 24, 50, 53, 54, 55, 57TO, 63, 79TO, 99TO and SIE.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
TX
08/28/2007 - Present
Samco Capital Markets, Inc. (AUSTIN TX)
TX
08/24/2006 - 08/22/2007
AMHERST SECURITIES GROUP, L.P. (AUSTIN TX)
TX
10/17/2005 - 09/14/2006
SAMCO CAPITAL MARKETS, INC. (AUSTIN TX)
TX
02/03/2003 - 05/19/2006
PENSON FINANCIAL SERVICES, INC. (DALLAS TX)
TX
12/10/2001 - 02/03/2003
SERVICE ASSET MANAGEMENT COMPANY (AUSTIN TX)
TX
03/26/2001 - 07/25/2001
PROTRADER.COM, LP (AUSTIN TX)
TX
07/02/1996 - 05/31/2001
PROTRADER SECURITIES CORPORATION (AUSTIN TX)
TX
01/17/2001 - 04/17/2001
PROTRADER TRADING, L.L.C. (AUSTIN TX)
TX
04/25/2000 - 07/11/2000
PROTRADER TRADING, L.L.C. (AUSTIN TX)
TX
09/15/1993 - 04/22/1996
DUNCAN-SMITH SECURITIES, INC. (SAN ANTONIO TX)
NJ
08/23/1991 - 04/12/1993
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
BC
Issued 08/22/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 14 - Compliance Officer Examination
BC
Issued 06/05/2019
Series 54 - Municipal Advisor Principal Qualification Examination
BC
Issued 01/24/2002
Series 53 - Municipal Securities Principal Examination
BC
Issued 01/23/1996
Series 24 - General Securities Principal Examination
BC
Issued 10/27/1995
Series 4 - Registered Options Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/11/2017
Series 50 - Municipal Advisor Representative Qualification Exam
BC
Issued 08/20/1999
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 08/14/1991
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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