Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joseph? Claim Your ProfileJoseph Lawrence Schembri is a financial advisor who is registered with Daiwa Capital Markets America Inc.. Joseph has over 20 years of experience in the financial services industry. Joseph is licensed to sell securities in 36 states. Joseph holds the Series 7, Series 63 and SIE licenses. Joseph previously worked at Citigroup Global Markets Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
01/25/2013 - Present
Daiwa Capital Markets America Inc. (NEW YORK NY)
NY
03/08/1999 - 09/27/2010
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
BC
Issued 02/01/2013
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 07/18/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/04/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq Stock Market
N
New York Stock Exchange
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