Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joseph? Claim Your ProfileJoseph Rodriguez is a financial advisor with Wells Fargo Clearing Services, LLC. Joseph has been in the industry since May 2010. Joseph holds the Series 6, 7, 63, and 66 licenses. Joseph has been with Wells Fargo Clearing Services, LLC since November 2016. Previously, Joseph was with Wells Fargo Investments, LLC. Joseph is registered in 12 states, including Arizona, California, Colorado, Idaho, Nevada, North Dakota, Oregon, Texas, Utah, and Washington. Joseph specializes in financial planning, portfolio management for individuals and businesses, pension consulting, and selection of other advisors. Joseph has a broad range of client types including corporations, individuals, investment companies, insurance companies, charitable organizations, and pension and profit-sharing plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
12/22/2015 - Present
Wells Fargo Clearing Services, LLC (FRESNO CA)
CA
05/10/2010 - 01/03/2011
WELLS FARGO INVESTMENTS, LLC (DELANO CA)
BOTH
Issued 11/25/2013
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/20/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/01/2011
Series 7 - General Securities Representative Examination
BC
Issued 05/07/2010
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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