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Joseph Lawrence Epstein

Franklin Distributors, LLC

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About Joseph Lawrence Epstein

Joseph Lawrence Epstein is a financial advisor with over 30 years of experience in the financial services industry. Joseph is currently registered with Franklin Distributors, LLC and has a strong background in investment company products and variable contracts. Joseph is a Series 7, Series 6, Series 26 and Series 63 licensed professional. Joseph has previously held positions at Putnam Retail Management Limited Partnership, Franklin Templeton Financial Services Corp., Franklin/Templeton Distributors, Inc., and Federated Securities Corp.

Firm Information

Joseph Epstein is currently registered with Franklin Distributors, LLC. Franklin Distributors, LLC is a Limited Liability Company formed in December 2000. It is registered with the SEC and in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

369

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Joseph Epstein’s Registration & Firm History

FL

08/01/2020 - Present

Franklin Distributors, LLC (St. Petersburg FL)

FL

03/07/2024 - 07/03/2024

PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP (St Petersburg FL)

FL

04/11/2019 - 07/07/2021

FRANKLIN TEMPLETON FINANCIAL SERVICES CORP. (ST. PETERSBURG FL)

FL

08/25/1995 - 07/07/2021

FRANKLIN/TEMPLETON DISTRIBUTORS, INC. (ST. PETERSBURG FL)

PA

07/13/1987 - 07/03/1995

FEDERATED SECURITIES CORP. (PITTSBURGH PA)

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Licenses & Designations

BC

Issued 05/31/1989

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 07/01/2016

Series 24 - General Securities Principal Examination

BC

Issued 02/04/1994

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/13/2001

Series 7 - General Securities Representative Examination

BC

Issued 07/09/1987

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Joseph Lawrence Epstein.
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