Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joseph? Claim Your ProfileJoseph Laurence Harrold has been a registered representative in the securities industry since May 25, 2000. Joseph is currently employed by Nylife Securities LLC, with branch offices in Waltham, MA and Hyannis, MA. Joseph has been registered with Nylife Securities since March 1, 2001. Prior to that, Joseph was registered with Pruco Securities Corporation in Newark, NJ, from August 7, 1996 to May 12, 1997. Joseph currently holds Series 6, 7, 24, 26, and 63 licenses and the SIE designation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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MA
03/01/2001 - Present
Nylife Securities LLC (WALTHAM MA)
NJ
08/07/1996 - 05/12/1997
PRUCO SECURITIES CORPORATION (NEWARK NJ)
BC
Issued 03/03/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/23/2014
Series 24 - General Securities Principal Examination
BC
Issued 03/25/2005
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/28/2014
Series 7 - General Securities Representative Examination
BC
Issued 02/28/2001
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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