Unclaimed
Joseph Bumbledare is an investment advisor based in Phoenix, Arizona. Joseph has over 30 years of experience in the industry. Joseph is currently registered with MFS Fund Distributors, Inc. and has previously worked with MML Distributors, LLC, Hartford Securities Distribution Company, Inc., Hartford Life Distributors, LLC, ING Funds Distributor, LLC, and Nationwide Investment Services Corporation. Joseph's licenses include Series 2, 6, 7, 63 and 65.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
AZ
10/13/2015 - Present
MFS Fund Distributors, Inc. (PHOENIX AZ)
AZ
01/02/2013 - 09/29/2015
MML DISTRIBUTORS, LLC (PHOENIX AZ)
AZ
02/25/2011 - 01/02/2013
HARTFORD SECURITIES DISTRIBUTION COMPANY, INC. (PHOENIX AZ)
AZ
06/11/2010 - 02/25/2011
HARTFORD LIFE DISTRIBUTORS, LLC (PHOENIX AZ)
AZ
12/16/2009 - 06/11/2010
HARTFORD SECURITIES DISTRIBUTION COMPANY, INC. (PHOENIX AZ)
AZ
03/13/2006 - 09/30/2009
ING FUNDS DISTRIBUTOR, LLC (SCOTTSDALE AZ)
OH
04/25/2005 - 03/15/2006
NATIONWIDE INVESTMENT SERVICES CORPORATION (COLUMBUS OH)
OH
04/16/2001 - 03/02/2005
NATIONWIDE INVESTMENT SERVICES CORPORATION (COLUMBUS OH)
OH
03/22/2000 - 04/17/2001
NATIONWIDE ADVISORY SERVICES, INC. (COLUMBUS OH)
OH
07/01/1996 - 07/08/1999
NATIONWIDE INVESTMENT SERVICES CORPORATION (COLUMBUS OH)
OH
12/03/1991 - 07/01/1996
NATIONWIDE ADVISORY SERVICES, INC. (COLUMBUS OH)
CO
07/03/1990 - 12/30/1991
INDUSTRY SAVINGS PLANS, INC. (GREENWOOD VILLAGE CO)
BC
Issued 05/10/2005
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 06/19/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/26/2018
Series 7 - General Securities Representative Examination
BC
Issued 05/01/1996
Series 2 - Non-Member General Securities Examination
BC
Issued 07/02/1990
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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