Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joseph? Claim Your ProfileJoseph Larocca is a financial advisor with Garden State Securities, Inc. based in Red Bank, New Jersey. Joseph Larocca has over 30 years of experience in the financial industry. Joseph Larocca is registered with FINRA and holds Series 7, Series 24 and Series 63 licenses. Joseph Larocca has been registered with Garden State Securities, Inc. since March 10, 2014. Prior to that, Joseph Larocca was registered with J.P. Turner & Company, L.L.C., Network 1 Financial Securities Inc., Grayson Financial LLC, M.S. Farrell & Company, Inc., Smith Barney Inc., Lehman Brothers Inc., Paine Webber Incorporated, Smith Barney, Harris Upham & Co., Incorporated, Oppenheimer & Co., Inc., Dean Witter Reynolds Inc., and Rooney, Pace Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NJ
03/10/2014 - Present
Garden State Securities, Inc. (RED BANK NJ)
NJ
02/10/2010 - 03/13/2014
J.P. TURNER & COMPANY, L.L.C. (TINTON FALLS NJ)
NJ
06/13/2006 - 10/01/2008
NETWORK 1 FINANCIAL SECURITIES INC. (RED BANK NJ)
NJ
09/14/1998 - 06/09/2006
GRAYSON FINANCIAL LLC (RED BANK NJ)
NY
02/09/1995 - 08/27/1998
M.S. FARRELL & COMPANY, INC. (SYOSSET NY)
NY
07/31/1993 - 02/03/1995
SMITH BARNEY INC. (NEW YORK NY)
NY
07/23/1991 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
NJ
06/30/1989 - 07/24/1991
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NY
05/20/1988 - 07/18/1989
SMITH BARNEY, HARRIS UPHAM & CO., INCORPORATED (NEW YORK NY)
NA
04/13/1987 - 06/10/1988
OPPENHEIMER & CO., INC.
NA
07/31/1986 - 04/21/1987
DEAN WITTER REYNOLDS INC.
NA
01/21/1986 - 07/31/1986
ROONEY, PACE INC.
BC
Issued 02/20/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/29/1996
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/18/1986
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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