Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joseph? Claim Your ProfileJoseph Stroud is a financial professional with over 16 years of experience in the industry. Joseph holds a Series 66, Series 63, Series 79TO, SIE, and Series 7 licenses and is registered in 45 states. Joseph is currently employed by Empower Financial Services, Inc., a firm headquartered in Greenwood Village, Colorado. Previously, Joseph was employed at Castle Placement, LLC and Fidelity Brokerage Services LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CO
12/08/2023 - Present
Empower Financial Services, Inc. (GREENWOOD VILLAGE CO)
NY
10/14/2021 - 05/23/2023
CASTLE PLACEMENT, LLC (NEW YORK NY)
TX
12/21/2006 - 04/27/2021
FIDELITY BROKERAGE SERVICES LLC (WESTLAKE TX)
BOTH
Issued 12/14/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/27/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/25/2022
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/20/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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