Unclaimed
Joseph L. Tranchina is a financial advisor with Ceros Financial Services, Inc., based in Red Bank, NJ. Joseph has been in the industry since February 18, 2016. His previous employers include Spartan Capital Securities, LLC, Worden Capital Management LLC, and Legend Securities, Inc. Joseph is licensed to conduct business in 39 states and the District of Columbia. He has passed the Series 7, Series 63, and SIE exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NJ
11/02/2022 - Present
Ceros Financial Services, Inc. (Red Bank NJ)
NY
08/16/2017 - 11/02/2022
SPARTAN CAPITAL SECURITIES, LLC (NEW YORK NY)
NY
11/04/2016 - 09/07/2017
WORDEN CAPITAL MANAGEMENT LLC (New York NY)
NY
02/19/2016 - 11/09/2016
LEGEND SECURITIES, INC. (NEW YORK NY)
BC
Issued 04/11/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/19/2016
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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