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Joseph L Tranchina

Ceros Financial Services, Inc.

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About Joseph L Tranchina

Joseph L. Tranchina is a financial advisor with Ceros Financial Services, Inc., based in Red Bank, NJ. Joseph has been in the industry since February 18, 2016. His previous employers include Spartan Capital Securities, LLC, Worden Capital Management LLC, and Legend Securities, Inc. Joseph is licensed to conduct business in 39 states and the District of Columbia. He has passed the Series 7, Series 63, and SIE exams.

Firm Information

Joseph Tranchina is currently registered with Ceros Financial Services, Inc.. Ceros Financial Services, Inc. is a Corporation formed in September 1994. The firm is registered in all 50 states, the District of Columbia, and Puerto Rico, as well as with the Securities and Exchange Commission. The firm has reported 3 regulatory events.

Not reported

Assets Under Management

Not reported

Total Clients

57

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Joseph Tranchina’s Registration & Firm History

NJ

11/02/2022 - Present

Ceros Financial Services, Inc. (Red Bank NJ)

NY

08/16/2017 - 11/02/2022

SPARTAN CAPITAL SECURITIES, LLC (NEW YORK NY)

NY

11/04/2016 - 09/07/2017

WORDEN CAPITAL MANAGEMENT LLC (New York NY)

NY

02/19/2016 - 11/09/2016

LEGEND SECURITIES, INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 04/11/2016

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/19/2016

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Joseph L Tranchina.
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