Unclaimed
Joseph L. Miele is a financial professional with over 19 years of experience in the industry. Joseph is currently registered with TP Icap Global Markets Americas LLC. Joseph has held previous positions at LINKBROKERS DERIVATIVES LLC and AMERIVEST PARTNERS, LLC. Joseph holds the Series 4, 7, 24, 63 and SIE licenses. Joseph is registered in New Jersey and New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
04/01/2013 - Present
TP Icap Global Markets Americas LLC (New York NY)
NY
03/31/2008 - 04/29/2013
LINKBROKERS DERIVATIVES LLC (NEW YORK NY)
NY
10/05/2004 - 03/04/2008
AMERIVEST PARTNERS, LLC (NEW YORK NY)
BC
Issued 05/20/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/22/2011
Series 4 - Registered Options Principal Examination
BC
Issued 01/31/2009
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/29/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
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