Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joseph? Claim Your ProfileJoseph McDonough has been in the financial services industry since September 13, 1983. Joseph has been with Ameriprise Financial Services, LLC since December 2009 and has a branch office location in Kingston, Pennsylvania. Joseph McDonough has a wide range of experience in the financial services industry, including previous experience with UBS Financial Services Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, and Morgan Stanley DW Inc. Joseph is registered with the following securities authorities: FINRA, Series 7, Series 6, Series 63, Series 10, Series 9, Series 26, Series 65, and SIE, as well as the states of Alabama, California, District of Columbia, Florida, Georgia, Indiana, Maine, Maryland, Missouri, Nevada, New Jersey, New York, North Carolina, Ohio, Pennsylvania, South Carolina, Tennessee, Texas, and Virginia. Joseph also provides advisory services including: asset allocation, financial planning, educational seminars, publication of periodicals, selection of other advisors, portfolio management for businesses, and portfolio management for individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
PA
08/22/2013 - Present
Ameriprise Financial Services, LLC (Kingston PA)
NE
03/23/2010 - 12/21/2010
SECURITIES AMERICA, INC. (LAVISTA NE)
PA
10/24/2005 - 12/08/2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (WILKES BARRE PA)
NJ
09/20/2002 - 11/17/2005
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
NY
12/09/1997 - 09/23/2002
MORGAN STANLEY DW INC. (PURCHASE NY)
NY
07/22/1993 - 12/04/1997
EQ FINANCIAL CONSULTANTS, INC. (NEW YORK NY)
NY
07/21/1993 - 12/04/1997
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)
NY
01/16/1982 - 11/26/1991
EQUICO SECURITIES, INC. (NEW YORK NY)
NY
01/16/1982 - 11/26/1991
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)
IA
Issued 06/14/2007
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/27/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/30/2001
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 11/21/2000
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 05/01/1996
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/16/1998
Series 7 - General Securities Representative Examination
BC
Issued 11/06/1981
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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