Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joseph? Claim Your ProfileJoseph L. Duran is a financial advisor with Moors & Cabot, Inc., registered to provide advisory services in Colorado. Joseph has been in the financial industry since 2011. Prior to joining Moors & Cabot, Inc., Joseph has also worked at Cambridge Investment Research, Inc., Woodbury Financial Services, Inc., Questar Capital Corporation, and UBS Financial Services Inc. Joseph has the following designations: Series 66, Series 7, and SIE. Joseph specializes in Retirement Planning, College Savings Plans, Investment Management, Mutual Funds, and Annuities.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CO
01/02/2024 - Present
Moors & Cabot, Inc. (Fort Collins CO)
CO
01/04/2021 - 12/31/2023
CAMBRIDGE INVESTMENT RESEARCH, INC. (FORT COLLINS CO)
CO
03/01/2019 - 12/31/2020
WOODBURY FINANCIAL SERVICES, INC. (FORT COLLINS CO)
CO
09/21/2018 - 03/01/2019
QUESTAR CAPITAL CORPORATION (GREELEY CO)
CO
06/27/2014 - 10/02/2018
UBS FINANCIAL SERVICES INC. (FORT COLLINS CO)
CO
07/29/2009 - 01/23/2013
UBS FINANCIAL SERVICES INC. (FORT COLLINS CO)
BOTH
Issued 04/17/2010
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/28/2009
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq Stock Market
N
New York Stock Exchange
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