Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joseph? Claim Your ProfileJoseph Kyong Lee is a securities professional with over 20 years of experience in the financial industry. Joseph has been registered with Capital One Securities, Inc. since February 2017. Prior to this, Joseph was a registered representative with GE Capital Markets, Inc., and J.P. Morgan Securities Inc. Joseph holds the Series 7, Series 79TO, and SIE licenses and is registered in 11 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
02/14/2017 - Present
Capital ONE Securities, Inc. (New York NY)
NY
06/30/2005 - 12/02/2015
GE CAPITAL MARKETS, INC. (NEW YORK NY)
NY
06/04/1998 - 10/29/2002
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
BC
Issued 07/18/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/29/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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