Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joseph? Claim Your ProfileJoseph Kim is a securities professional registered with the Financial Industry Regulatory Authority (FINRA). Joseph Kim has 9 years of experience in the financial services industry. Joseph Kim's current employer is Chimera Securities, LLC, a FINRA member firm. Joseph Kim's current registration is with FINRA. Joseph Kim holds the Series 57TO, Series SIE and Series 56 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
07/07/2014 - Present
Chimera Securities, LLC (NEW YORK NY)
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/07/2014
Series 56 - Proprietary Trader Qualification Examination
Active
Inactive
F
FINRA
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