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Joseph Kevin Cunningham

Alden Investment Group

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About Joseph Kevin Cunningham

Joseph Kevin Cunningham is a financial advisor with Alden Investment Group. Joseph has been in the financial industry since 2006. Joseph Kevin Cunningham is registered with the state of Pennsylvania and has been with Alden Investment Group since September 2022. Prior to that, Joseph Kevin Cunningham worked at NASDAQ CAPITAL MARKETS ADVISORY LLC, NASDAQ EXECUTION SERVICES, LLC, FORESIDE FUND SERVICES, LLC, FUNDS DISTRIBUTOR, LLC, ARCHER DISTRIBUTORS, LLC, NORTHERN LIGHTS DISTRIBUTORS, LLC, PROFUNDS DISTRIBUTORS, INC., LOUIS CAPITAL MARKETS, LP, LABRANCHE FINANCIAL SERVICES, INC., CASSANDRA TRADING GROUP, LLC, J GIORDANO SECURITIES GROUP, and MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED. Alden Investment Group is headquartered in WAYNE, PA and offers a variety of financial services including financial planning, portfolio management for individuals, and retirement plans.

Firm Information

Joseph Cunningham is currently registered with Alden Investment Group. Alden Investment Group, headquartered in WAYNE, PA, is an investment advisory firm with approximately $290.95 million in regulatory assets under management. The firm provides financial planning and portfolio management services to individuals, high-net-worth individuals, and pension and profit-sharing plans. Alden Investment Group also offers other advisory services, including retirement plans. The firm has 5 licensed agents, 30 registered representatives, and 26 investment advisory functions.
Alden Investment Group

37 WEST AVENUE

WAYNE, PA 19087-3226

$290.95M

Assets Under Management

Not reported

Total Clients

30

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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retirement plans

Retirement plans

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Joseph Cunningham’s Registration & Firm History

PA

10/06/2022 - Present

Alden Investment Group (WAYNE PA)

NY

04/07/2021 - 07/05/2022

NASDAQ CAPITAL MARKETS ADVISORY LLC (NEW YORK NY)

PA

06/11/2020 - 12/13/2021

NASDAQ EXECUTION SERVICES, LLC (PHILADELPHIA PA)

ME

05/25/2017 - 07/20/2017

FORESIDE FUND SERVICES, LLC (PORTLAND ME)

NY

05/22/2013 - 05/25/2017

FUNDS DISTRIBUTOR, LLC (NEW YORK NY)

MD

11/06/2012 - 04/02/2013

ARCHER DISTRIBUTORS, LLC (OLNEY MD)

NE

04/04/2012 - 11/05/2012

NORTHERN LIGHTS DISTRIBUTORS, LLC (ELKHORN NE)

MD

01/31/2007 - 02/28/2012

PROFUNDS DISTRIBUTORS, INC. (BETHESDA MD)

NY

04/28/2006 - 12/11/2006

LOUIS CAPITAL MARKETS, LP (NEW YORK NY)

NY

11/11/2003 - 01/07/2004

LABRANCHE FINANCIAL SERVICES, INC. (NEW YORK NY)

IL

03/12/2003 - 10/08/2003

CASSANDRA TRADING GROUP, LLC (CHICAGO IL)

NY

06/30/2003 - 08/26/2003

J GIORDANO SECURITIES GROUP (NEW YORK NY)

NY

12/08/1999 - 08/21/2002

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

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Licenses & Designations

BC

Issued 01/05/2008

Series 63 - Uniform Securities Agent State Law Examination

BOTH

Issued 12/23/1999

Series 66 - Uniform Combined State Law Examination

BC

Issued 07/20/2017

SIE - Securities Industry Essentials Examination

BC

Issued 12/01/1999

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Joseph Kevin Cunningham.
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