Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joseph? Claim Your ProfileJoseph Kenneth Thompson is a registered investment advisor representative with Kovitz Investment Group Partners, LLC. Thompson has been in the industry since December 2014 and has a Series 7, Series 66, and SIE license. His previous employment was with FIRST ALLIED SECURITIES, INC. in Brookfield, WI, from 2014 to 2019. Thompson has a state exam category of Series 66, a state exam date of March 2, 2015, and a product exam category of Series 7 and SIE. Thompson specializes in providing investment advice to individuals, businesses, and other entities, including pension plans, investment companies, and charitable organizations. Thompson works in the Milwaukee office of Kovitz Investment Group Partners, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Credit, cash and insurance solutions, family office services, corporate executive services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Rev share w/affiliate frs and eligible credit & cash mgmt soluti
1
2
WI
01/06/2025 - Present
Kovitz Investment Group Partners, LLC (Milwaukee WI)
WI
12/10/2014 - 07/01/2019
FIRST ALLIED SECURITIES, INC. (Brookfield WI)
BOTH
Issued 03/02/2015
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/10/2014
Series 7 - General Securities Representative Examination
Active
Inactive
Not sure Joseph Thompson is the right advisor for you? Invested Better is here to help.
