Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joseph? Claim Your ProfileJoseph Kemp is a financial professional with over 10 years of experience in the industry. Joseph is currently registered with Compass Point Research & Trading, LLC and has previously been associated with HEIGHT CAPITAL MARKETS and COHEN & COMPANY CAPITAL MARKETS, LLC. Joseph holds a Series 7, Series 63, Series 66 and SIE license. Joseph is registered in Colorado, Connecticut, District of Columbia, Massachusetts, New York, Tennessee and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
DC
10/15/2020 - Present
Compass Point Research & Trading, LLC (WASHINGTON DC)
DC
01/06/2012 - 11/24/2020
HEIGHT CAPITAL MARKETS (WASHINGTON DC)
MD
11/24/2010 - 12/05/2011
COHEN & COMPANY CAPITAL MARKETS, LLC (BETHESDA MD)
BOTH
Issued 03/31/2018
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/06/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/23/2010
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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