Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joseph? Claim Your ProfileJoseph Kasell is a financial professional with over 50 years of experience in the industry. Joseph is currently registered with Merrill Lynch, Pierce, Fenner & Smith Inc. in New York, NY. Prior to joining Merrill Lynch, Joseph was a registered representative for Smith Barney Shearson Inc., Lehman Brothers Inc., E. F. Hutton & Company Inc., Drexel Burnham Lambert Incorporated, and Drexel Burnham & Co. Incorporated. Joseph has passed several industry exams, including the Series 1, 4, 5, 7TO, 52TO, 63, and 65. Joseph has a strong track record of providing investment advice to a variety of clients, including individuals, corporations, and institutional investors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
04/19/2021 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (NEW YORK NY)
NY
07/31/1993 - 05/31/1994
SMITH BARNEY SHEARSON INC. (NEW YORK NY)
NY
02/15/1988 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
NA
05/28/1987 - 02/15/1988
E. F. HUTTON & COMPANY INC
NA
01/06/1977 - 06/03/1987
DREXEL BURNHAM LAMBERT INCORPORATED
NA
02/06/1976 - 01/06/1977
DREXEL BURNHAM & CO. INCORPORATED
NA
02/26/1974 - 02/06/1976
DREXEL BURNHAM & CO. INCORPORATED
NA
05/24/1968 - 03/01/1974
DUPONT WALSTON, INCORPORATED
IA
Issued 12/02/1991
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/07/1979
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/22/1981
Series 4 - Registered Options Principal Examination
BC
Issued 10/30/1972
Series 40 - Registered Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/29/1982
Series 5 - Interest Rate Options Examination
BC
Issued 08/29/1977
PC - AMEX Put and Call Exam
BC
Issued 05/22/1968
Series 1 - Registered Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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