Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joseph? Claim Your ProfileJoseph Karcic is a registered investment advisor representative with Citigroup Global Markets Inc. Joseph has been in the financial services industry since February 2008. Joseph is registered with the Financial Industry Regulatory Authority (FINRA) and the Securities Investor Protection Corporation (SIPC). Joseph holds Series 6, 7, 63, and 65 licenses. Joseph has experience working with individuals, businesses, pension and profit-sharing plans, state or municipal government entities, charitable organizations, and insurance companies. Joseph is located in Woodside, New York, and serves clients in Connecticut, Florida, Massachusetts, New Jersey, New York, and Ohio. Joseph is associated with Citigroup Global Markets Inc. since November 2012.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NY
08/17/2021 - Present
Citigroup Global Markets Inc. (ASTORIA NY)
NY
10/01/2012 - 12/06/2013
J.P. MORGAN SECURITIES LLC (SUNNYSIDE NY)
NY
06/26/2012 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (RIDGEWOOD NY)
NY
03/23/2007 - 12/20/2010
CHASE INVESTMENT SERVICES CORP. (RIDGEWOOD NY)
NY
03/02/2007 - 03/20/2007
NYLIFE SECURITIES LLC (MELVILLE NY)
NY
07/07/2006 - 01/30/2007
FIRST INVESTORS CORPORATION (NEW YORK NY)
IA
Issued 03/12/2020
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/10/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/22/2020
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/06/2006
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Joseph Karcic is the right advisor for you? Invested Better is here to help.
