Unclaimed
Joseph K. Rivara is a registered representative and investment advisor representative with Park Avenue Securities LLC. Joseph has been in the financial services industry since February 21, 1985. Joseph is licensed in New Jersey, New York and South Carolina. Joseph is also registered with the Financial Industry Regulatory Authority (FINRA) and the Securities and Exchange Commission (SEC).
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NJ
05/13/2021 - Present
Park Avenue Securities LLC (PARAMUS NJ)
NY
08/03/1995 - 05/03/1999
GUARDIAN INVESTOR SERVICES CORPORATION (NEW YORK NY)
NY
06/14/1994 - 11/02/1994
THE NIKKO SECURITIES CO. INTERNATIONAL, INC. (NEW YORK NY)
MA
04/30/1991 - 05/18/1994
TUCKER ANTHONY INCORPORATED (BOSTON MA)
NA
10/17/1989 - 04/22/1991
WHITEHILL CAPITAL, INC.
NA
02/06/1989 - 08/01/1989
THOMSON MCKINNON SECURITIES INC.
NY
05/26/1988 - 02/06/1989
NOMURA SECURITIES INTERNATIONAL, INC. (NEW YORK NY)
NA
10/02/1987 - 03/19/1988
E. F. HUTTON & COMPANY INC
NA
11/23/1983 - 09/23/1987
DEAN WITTER REYNOLDS INC.
IA
Issued 09/19/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/17/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/19/1983
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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