Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joseph? Claim Your ProfileJoseph Patterson is a financial advisor with over 12 years of experience in the financial services industry. Joseph has worked with Merrill Lynch, Pierce, Fenner & Smith Inc. since January 2023, and previously worked with Fidelity Brokerage Services LLC, J.P. Morgan Securities LLC and Edward Jones. Joseph is registered to provide investment advisory services in Texas. Joseph holds Series 7 and 66 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TX
01/27/2023 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (THE WOODLANDS TX)
TX
11/05/2014 - 01/27/2023
FIDELITY BROKERAGE SERVICES LLC (HOUSTON TX)
TX
10/01/2012 - 11/12/2014
J.P. MORGAN SECURITIES LLC (CONROE TX)
TX
08/02/2011 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (SPRING TX)
TX
09/28/2010 - 06/09/2011
EDWARD JONES (SPRING TX)
BOTH
Issued 10/09/2010
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/25/2010
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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