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Joseph K Hume

Northern Trust Securities, Inc.

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About Joseph K Hume

Joseph K. Hume is a registered representative with Northern Trust Securities, Inc. Joseph has been in the securities industry for over a year and has a current registration as a Registered Representative with the state of Illinois. Joseph is also registered as an Investment Advisor Representative with Northern Trust Securities, Inc. in the state of Illinois. The firm is located at 50 South LaSalle, Chicago, IL, 60603. Joseph holds the Series 7TO, Series 66, and SIE licenses and is a member of FINRA. Joseph has experience in financial planning, portfolio management for businesses and individuals and selection of other advisors.

Firm Information

Joseph Hume is currently registered with Northern Trust Securities, Inc.. Northern Trust Securities, Inc. is a corporation headquartered in Chicago, IL, formed in 1979. The firm provides portfolio management services for individuals, businesses, and pooled investment vehicles. They also offer selection of other advisers. Northern Trust Securities, Inc. is registered with the SEC and in 53 states. They manage approximately $1,026,259,255 in regulatory assets.
Northern Trust Securities, Inc.

333 S. WABASH AVENUE

CHICAGO, IL 60604

$1.03B

Assets Under Management

2,110

Total Clients

282

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Joseph Hume’s Registration & Firm History

IL

11/30/2022 - Present

Northern Trust Securities, Inc. (Chicago IL)

IL

02/07/2022 - 11/29/2022

MORGAN STANLEY (Chicago IL)

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Licenses & Designations

BOTH

Issued 07/25/2022

Series 66 - Uniform Combined State Law Examination

BC

Issued 02/07/2022

Series 7TO - General Securities Representative Examination

BC

Issued 10/01/2021

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Joseph K Hume.
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