Unclaimed
Joseph Justin Buska is a financial advisor with over 40 years of experience in the financial services industry. Joseph is currently registered with Stifel, Nicolaus & Company, Inc. and has previously held registrations with several other firms including MILLER JOHNSON STEICHEN KINNARD, INC., OBERWEIS SECURITIES, INC., ENGLER-BUDD & COMPANY INC. and R. J. STEICHEN AND COMPANY. Joseph has held several leadership positions throughout his career including a General Securities Principal and Registered Options Principal. Joseph's current registrations include Arizona, Minnesota, and Texas. Joseph's areas of expertise include financial planning, pension consulting, educational seminars, selection of other advisors, portfolio management for businesses, and portfolio management for individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MN
01/07/2025 - Present
Stifel, Nicolaus & Company, Inc. (GOLDEN VALLEY MN)
MN
06/20/1988 - 12/06/2006
MILLER JOHNSON STEICHEN KINNARD, INC. (GOLDEN VALLEY MN)
NA
02/01/1988 - 06/28/1988
OBERWEIS SECURITIES, INC.
NA
02/18/1986 - 02/01/1988
ENGLER-BUDD & COMPANY INC.
NA
07/26/1984 - 02/26/1986
R. J. STEICHEN AND COMPANY
IA
Issued 02/05/2007
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/13/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/22/2007
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/16/2007
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 02/23/1996
Series 24 - General Securities Principal Examination
BC
Issued 06/08/1993
Series 4 - Registered Options Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/20/2007
Series 31 - Futures Managed Funds Examination
BC
Issued 07/21/1984
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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