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Joseph Justin Buska

Stifel, Nicolaus & Company, Inc.

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About Joseph Justin Buska

Joseph Justin Buska is a financial advisor with over 40 years of experience in the financial services industry. Joseph is currently registered with Stifel, Nicolaus & Company, Inc. and has previously held registrations with several other firms including MILLER JOHNSON STEICHEN KINNARD, INC., OBERWEIS SECURITIES, INC., ENGLER-BUDD & COMPANY INC. and R. J. STEICHEN AND COMPANY. Joseph has held several leadership positions throughout his career including a General Securities Principal and Registered Options Principal. Joseph's current registrations include Arizona, Minnesota, and Texas. Joseph's areas of expertise include financial planning, pension consulting, educational seminars, selection of other advisors, portfolio management for businesses, and portfolio management for individuals.

Firm Information

Joseph Buska is currently registered with Stifel, Nicolaus & Company, Inc.. Stifel, Nicolaus & Company, Inc. is a corporation headquartered in ST LOUIS, MO, United States. Founded in 1900, the firm provides financial planning, pension consulting, educational seminars, selection of other advisors, portfolio management for businesses, individuals, and pooled investment vehicles. With over 5,000 registered representatives and $149.2 billion in regulatory assets under management, the firm serves a wide range of clients including high-net-worth individuals, corporations, and institutional investors.
Stifel, Nicolaus & Company, Inc.

501 N BROADWAY

ST LOUIS, MO 63102

$149.25B

Assets Under Management

Not reported

Total Clients

4,272

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Joseph Buska’s Registration & Firm History

MN

01/07/2025 - Present

Stifel, Nicolaus & Company, Inc. (GOLDEN VALLEY MN)

MN

06/20/1988 - 12/06/2006

MILLER JOHNSON STEICHEN KINNARD, INC. (GOLDEN VALLEY MN)

NA

02/01/1988 - 06/28/1988

OBERWEIS SECURITIES, INC.

NA

02/18/1986 - 02/01/1988

ENGLER-BUDD & COMPANY INC.

NA

07/26/1984 - 02/26/1986

R. J. STEICHEN AND COMPANY

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Licenses & Designations

IA

Issued 02/05/2007

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 07/13/1984

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/22/2007

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 01/16/2007

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 02/23/1996

Series 24 - General Securities Principal Examination

BC

Issued 06/08/1993

Series 4 - Registered Options Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/20/2007

Series 31 - Futures Managed Funds Examination

BC

Issued 07/21/1984

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BZX Exchange, Inc.

F

FINRA

N

NYSE American LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Joseph Justin Buska.
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