Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joseph? Claim Your ProfileJoseph Julius Miro is a financial professional with over 20 years of experience in the industry. Joseph has held previous roles with Citigroup Global Markets Inc. and UBS PaineWebber Inc. Joseph currently works with Wells Fargo Clearing Services, LLC, a firm with over $10 billion in assets under management. Joseph holds a Series 7, Series 63, and Series 65 license, and is registered in 27 states, including District of Columbia, Maryland, and Texas. Joseph specializes in providing financial planning, investment consulting, and portfolio management services to individual and institutional clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
DC
08/23/2013 - Present
Wells Fargo Clearing Services, LLC (WASHINGTON DC)
NY
09/24/2001 - 06/08/2005
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NJ
08/20/1999 - 10/04/2001
UBS PAINEWEBBER INC. (WEEHAWKEN NJ)
IA
Issued 09/20/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/03/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/19/1999
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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