Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joseph? Claim Your ProfileJoseph Lamicela is an active broker and investment advisor representative. Joseph has been in the industry for over 22 years. Joseph currently works at Rockefeller Financial LLC and is registered with both FINRA and the state of New York. Joseph has worked for several notable firms throughout their career including BNP Paribas Securities Corp, SG Americas Securities, LLC, and Barclays Capital Inc. Joseph holds several licenses including Series 3, 4, 7, 9, 24, 27, 63, 79TO, 99TO and the SIE. Joseph specializes in portfolio management for individuals and businesses. Joseph is located at Rockefeller Financial's office in New York City.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NY
05/17/2021 - Present
Rockefeller Financial LLC (New York NY)
NY
08/17/2018 - 01/15/2021
BNP PARIBAS SECURITIES CORP. (NEW YORK NY)
NY
01/26/2016 - 08/08/2018
SG AMERICAS SECURITIES, LLC (NEW YORK NY)
NY
11/27/2012 - 01/21/2016
BARCLAYS CAPITAL INC. (NEW YORK NY)
NY
11/08/2011 - 12/10/2012
CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)
NY
06/01/2009 - 11/09/2011
MORGAN STANLEY SMITH BARNEY (PURCHASE NY)
NY
02/25/2003 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
01/21/2002 - 01/21/2003
ALFA CAPITAL MARKETS (USA), INC (NEW YORK NY)
NY
03/02/2000 - 12/20/2001
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
10/30/1998 - 06/28/1999
CIBC WORLD MARKETS (NEW YORK NY)
BC
Issued 11/03/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/29/2003
Series 4 - Registered Options Principal Examination
BC
Issued 04/01/2002
Series 24 - General Securities Principal Examination
BC
Issued 01/31/2002
Series 27 - Financial and Operations Principal Examination
BC
Issued 01/18/2001
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/15/2003
Series 3 - National Commodity Futures Examination
BC
Issued 10/28/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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