Unclaimed
Joseph Jordan French is a financial advisor at Raymond James & Associates, Inc. with 36 years of experience in the industry. Joseph Jordan French is registered to offer securities in 18 states. Joseph Jordan French has passed the Series 7, Series 31, Series 63, and Series 72 exams, along with the SIE exam. He was previously employed by MORGAN KEEGAN & COMPANY, INC., NATIONSBANC CAPITAL MARKETS, INC., NCNB SECURITIES, INC., NCNB TEXAS SECURITIES, INC., REPUBLICBANK FINANCIAL MARKETS, INC., and TEXAS COMMERCE EQUITIES, INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TX
02/13/2013 - Present
Raymond James & Associates, Inc. (GEORGETOWN TX)
TX
02/16/1996 - 02/13/2013
MORGAN KEEGAN & COMPANY, INC. (AUSTIN TX)
NY
01/07/1991 - 02/20/1996
NATIONSBANC CAPITAL MARKETS, INC. (NEW YORK NY)
MA
04/02/1990 - 01/10/1991
NCNB SECURITIES, INC. (BOSTON MA)
NA
11/06/1987 - 04/02/1990
NCNB TEXAS SECURITIES, INC.
NA
09/30/1987 - 11/06/1987
REPUBLICBANK FINANCIAL MARKETS, INC.
NA
02/25/1987 - 07/20/1987
TEXAS COMMERCE EQUITIES, INC.
BC
Issued 01/21/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 72 - Government Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/13/2002
Series 31 - Futures Managed Funds Examination
BC
Issued 11/15/1986
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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