Unclaimed
Joseph Jones is a securities professional with experience in the financial industry. Joseph currently works for Clear Street LLC in New York, New York. Joseph has passed the Series 7, Series 63 and Series 57 exams, and has been registered with FINRA and the state of New York. Joseph has previously worked for JONESTRADING.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
09/08/2023 - Present
Clear Street LLC (NEW YORK NY)
SC
05/16/2020 - 01/03/2022
JONESTRADING (Daniel Island SC)
BC
Issued 08/16/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/22/2023
Series 57TO - Securities Trader Exam
BC
Issued 09/06/2023
Series 7TO - General Securities Representative Examination
BC
Issued 08/16/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MIAX PEARL, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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