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Joseph Jonathon Pantini

Jane Street Capital, LLC

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About Joseph Jonathon Pantini

Joseph Jonathon Pantini is a financial professional with over ten years of experience in the financial services industry. Joseph has held positions at several leading firms, including Citigroup Global Markets Inc. and Jefferies LLC. He is currently employed by Jane Street Capital, LLC and Jane Street Execution Services, LLC. Joseph holds the Series 3, 7, 55, 57TO, and 63 licenses. He is registered in ten states and has experience in various areas of finance, including equities, commodities, and derivatives.

Firm Information

Joseph Pantini is currently registered with Jane Street Capital, LLC. Jane Street Capital, LLC is a Limited Liability Company formed on August 31, 1999. The firm has one approved SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

60

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Joseph Pantini’s Registration & Firm History

NY

07/25/2023 - Present

Jane Street Capital, LLC (New York NY)

NY

06/23/2022 - 07/10/2023

JEFFERIES LLC (NEW YORK NY)

NY

09/16/2019 - 06/28/2022

CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)

NY

09/21/2012 - 08/31/2018

CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 08/07/2013

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/24/2022

Series 3 - National Commodity Futures Examination

BC

Issued 08/31/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/15/2013

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 09/20/2012

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MEMX LLC

M

MIAX Emerald, LLC

M

MIAX PEARL, LLC

M

MIAX Sapphire

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Joseph Jonathon Pantini.
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