Unclaimed
Joseph Jonathon Pantini is a financial professional with over ten years of experience in the financial services industry. Joseph has held positions at several leading firms, including Citigroup Global Markets Inc. and Jefferies LLC. He is currently employed by Jane Street Capital, LLC and Jane Street Execution Services, LLC. Joseph holds the Series 3, 7, 55, 57TO, and 63 licenses. He is registered in ten states and has experience in various areas of finance, including equities, commodities, and derivatives.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
07/25/2023 - Present
Jane Street Capital, LLC (New York NY)
NY
06/23/2022 - 07/10/2023
JEFFERIES LLC (NEW YORK NY)
NY
09/16/2019 - 06/28/2022
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
09/21/2012 - 08/31/2018
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
BC
Issued 08/07/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/24/2022
Series 3 - National Commodity Futures Examination
BC
Issued 08/31/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/15/2013
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 09/20/2012
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
MIAX Sapphire
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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