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Joseph John Tona

Pentegra Distributors Inc.

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About Joseph John Tona

Joseph John Tona is a financial advisor with Pentegra Distributors Inc. located in White Plains, NY. Joseph is a registered representative and investment advisor. Joseph has been in the financial services industry for 5 years. Joseph holds the Series 7 and Series 66 licenses.

Firm Information

Joseph Tona is currently registered with Pentegra Distributors Inc.. Pentegra Distributors Inc. is a corporation formed in May 1989. It is registered in all 50 states and the District of Columbia. The firm has 1 approved SEC registration and 51 approved state registrations.

Not reported

Assets Under Management

Not reported

Total Clients

28

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Joseph Tona’s Registration & Firm History

NY

05/25/2021 - Present

Pentegra Distributors Inc. (WHITE PLAINS NY)

PA

04/11/2019 - 12/21/2020

PRUDENTIAL ANNUITIES DISTRIBUTORS, INC (DRESHER PA)

PA

02/27/2017 - 11/02/2018

RESOURCE SECURITIES LLC (PHILADELPHIA PA)

NJ

11/23/2015 - 02/14/2017

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (PENNINGTON NJ)

NJ

03/31/2015 - 10/20/2015

CHELSEA FINANCIAL SERVICES (Secaucus NJ)

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Licenses & Designations

BOTH

Issued 07/31/2015

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/31/2015

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Joseph John Tona.
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