Unclaimed
Joseph John Tona is a financial advisor with Pentegra Distributors Inc. located in White Plains, NY. Joseph is a registered representative and investment advisor. Joseph has been in the financial services industry for 5 years. Joseph holds the Series 7 and Series 66 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
05/25/2021 - Present
Pentegra Distributors Inc. (WHITE PLAINS NY)
PA
04/11/2019 - 12/21/2020
PRUDENTIAL ANNUITIES DISTRIBUTORS, INC (DRESHER PA)
PA
02/27/2017 - 11/02/2018
RESOURCE SECURITIES LLC (PHILADELPHIA PA)
NJ
11/23/2015 - 02/14/2017
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (PENNINGTON NJ)
NJ
03/31/2015 - 10/20/2015
CHELSEA FINANCIAL SERVICES (Secaucus NJ)
BOTH
Issued 07/31/2015
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/31/2015
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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