Unclaimed
Joseph John Tarditi is a financial advisor with Academy Securities, Inc. Joseph has been in the industry since November 8, 1997. Joseph is registered to provide investment advice in Arizona, California, Colorado, Connecticut, Florida, Georgia, Illinois, Kentucky, Maryland, Massachusetts, Michigan, Missouri, Nevada, New Jersey, New Mexico, New York, North Carolina, Ohio, Oregon, Tennessee, Texas, Virginia, and Washington.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
KY
01/10/2019 - Present
Academy Securities, Inc. (Louisville KY)
NY
06/12/2015 - 02/01/2018
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
05/12/2009 - 06/26/2015
JEFFERIES LLC (NEW YORK NY)
NY
11/09/1999 - 05/12/2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
07/26/1999 - 08/27/1999
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
PA
11/21/1995 - 09/24/1998
COMMERCE CAPITAL MARKETS, INC. (PHILADELPHIA PA)
BC
Issued 12/08/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/10/2003
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/20/2003
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 09/09/1996
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 02/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/08/1996
Series 7 - General Securities Representative Examination
BC
Issued 11/20/1995
Series 52 - Municipal Securities Representative Examination
Active
Inactive
F
FINRA
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