linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Joseph John Swirbalus

TP Icap Global Markets Americas LLC

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Joseph? Claim Your Profile

About Joseph John Swirbalus

Joseph John Swirbalus is an active advisor in the financial industry since 1995. Joseph currently works at Tp Icap Global Markets Americas Llc and has previously worked at Liquidnet, Inc., Tullett Prebon Financial Services LLC, BGC Financial, L.P., Cantor Fitzgerald & Co., J.P. Morgan Securities LLC, J.P. Morgan Securities Inc., Donaldson, Lufkin & Jenrette Securities Corporation, Smith Barney Inc. and Salomon Brothers Inc..

Firm Information

Joseph Swirbalus is currently registered with TP Icap Global Markets Americas LLC. TP Icap Global Markets Americas LLC is a Limited Liability Company formed in June 1998. It is registered in 35 states and has one SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

119

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Joseph Swirbalus’s Registration & Firm History

NY

06/30/2023 - Present

TP Icap Global Markets Americas LLC (New York NY)

NY

08/24/2021 - 06/30/2023

TULLETT PREBON FINANCIAL SERVICES LLC (NEW YORK NY)

NY

03/19/2018 - 03/31/2020

BGC FINANCIAL, L.P. (NEW YORK NY)

MA

03/16/2018 - 03/31/2020

CANTOR FITZGERALD & CO. (BOSTON MA)

MA

10/01/2008 - 08/21/2017

J.P. MORGAN SECURITIES LLC (BOSTON MA)

MA

01/10/2001 - 10/01/2008

J.P. MORGAN SECURITIES INC. (BOSTON MA)

NY

06/28/1999 - 05/01/2001

J.P. MORGAN SECURITIES INC. (NEW YORK NY)

NJ

02/17/1998 - 06/18/1999

DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION (JERSEY CITY NJ)

NY

11/28/1997 - 02/19/1998

SMITH BARNEY INC. (NEW YORK NY)

NY

11/23/1993 - 02/19/1998

SALOMON BROTHERS INC. (NEW YORK NY)

Not sure if Joseph John Swirbalus is right for you?

Licenses & Designations

BC

Issued 11/11/1993

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/30/2005

Series 30 - NFA Branch Manager Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/08/1993

Series 7 - General Securities Representative Examination

BC

Issued 10/27/1993

Series 3 - National Commodity Futures Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

NYSE American LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Joseph John Swirbalus.
Not sure if Joseph John Swirbalus is right for you?