Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joseph? Claim Your ProfileJoseph John Pozzi is a financial professional with over 15 years of experience in the industry. Joseph is currently registered with Goldman Sachs & Co. LLC and has been with them since March 2014. Joseph previously worked at Goldman Sachs Execution & Clearing, L.P. from August 2012 to June 2017. Joseph holds the Series 3, Series 99, and SIE licenses. Joseph is a specialist in securities industry essentials, operations, and futures. Goldman Sachs & Co. LLC is a leading global investment banking, securities, and investment management firm. They offer a wide range of financial services to individuals, institutions, and governments around the world.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Execution charges, custody, management fee
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2
NY
03/20/2014 - Present
Goldman Sachs & Co. LLC (NEW YORK NY)
NY
08/15/2012 - 06/12/2017
GOLDMAN SACHS EXECUTION & CLEARING, L.P. (NEW YORK NY)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/14/2012
Series 99 - Operations Professional Examination
BC
Issued 10/27/2003
Series 3 - National Commodity Futures Examination
Active
Inactive
F
FINRA
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