Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joseph? Claim Your ProfileJoseph John Paik is a financial advisor with U.S. Bancorp Investments, Inc. in San Francisco, CA. Joseph has over 22 years of experience in the financial services industry. Joseph holds FINRA Series 7, 63, 66 and SIE licenses. Joseph has previously worked at MUFG Securities Americas Inc., HSBC Securities (USA) Inc., Wells Fargo Securities, LLC, Wells Fargo Investments, LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated and Dean Witter Reynolds Inc.. Joseph is registered to provide investment advice in California.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
12b-1,networking&shareholder serv,product partner arrangements
1
2
CA
01/03/2023 - Present
U.s. Bancorp Investments, Inc. (San Francisco CA)
CA
01/13/2020 - 12/05/2022
MUFG SECURITIES AMERICAS INC. (SAN FRANCISCO CA)
CA
01/25/2019 - 12/31/2019
HSBC SECURITIES (USA) INC. (SAN FRANCISCO CA)
CA
07/30/2009 - 11/14/2018
WELLS FARGO SECURITIES, LLC (SAN FRANCISCO CA)
CA
04/16/2003 - 07/27/2006
WELLS FARGO INVESTMENTS, LLC (SAN FRANCISCO CA)
NY
11/24/2000 - 04/03/2002
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
06/20/2000 - 11/06/2000
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
BC
Issued 06/29/2009
Series 63 - Uniform Securities Agent State Law Examination
BOTH
Issued 07/06/2000
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/29/2009
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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