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Joseph John McGlone

Thinkequity LLC

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About Joseph John McGlone

Joseph John McGlone is a financial advisor with over 13 years of experience in the financial services industry. Joseph is currently registered with Thinkequity LLC, a firm based in New York, NY. Prior to joining Thinkequity LLC, Joseph was a registered representative with Cantor Fitzgerald & Co., E.S. Financial Services, Inc., Hapoalim Securities USA, Inc., Collins Stewart LLC., Collins Stewart Inc., McGlone & Co., Carnegie Childs & Company L.L.C., and BZW Securities Inc. Joseph has passed the Series 63, Series 7TO, SIE, Series 55, and Series 7 exams. Joseph is registered in all 50 states and Puerto Rico.

Firm Information

Joseph McGlone is currently registered with Thinkequity LLC. Thinkequity LLC is a Limited Liability Company formed on August 13, 2021. The firm is registered in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. Thinkequity LLC has been the subject of 8 Regulatory Events, 3 Civil Events, and 2 Arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

46

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Joseph McGlone’s Registration & Firm History

NY

07/01/2024 - Present

Thinkequity LLC (NEW YORK NY)

CT

12/02/2013 - 01/11/2019

CANTOR FITZGERALD & CO. (DARIEN CT)

NY

04/21/2011 - 07/26/2012

E.S. FINANCIAL SERVICES, INC. (NEW YORK NY)

NY

07/06/2009 - 04/27/2011

HAPOALIM SECURITIES USA, INC. (NEW YORK NY)

NY

08/10/2007 - 01/28/2009

COLLINS STEWART LLC. (NEW YORK NY)

NY

03/29/2007 - 08/10/2007

COLLINS STEWART INC. (NEW YORK NY)

CT

02/23/1999 - 01/10/2000

MCGLONE & CO. (WESTPORT CT)

NY

07/16/1998 - 03/24/1999

CARNEGIE CHILDS & COMPANY L.L.C. (NEW YORK NY)

NY

04/30/1996 - 02/09/1998

BZW SECURITIES INC. (NEW YORK NY)

CT

11/16/1995 - 04/26/1996

MCGLONE & CO. (WESTPORT CT)

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Licenses & Designations

BC

Issued 07/20/2024

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 06/29/2024

Series 7TO - General Securities Representative Examination

BC

Issued 05/17/2024

SIE - Securities Industry Essentials Examination

BC

Issued 10/21/1998

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 11/14/1995

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

NYSE American LLC

N

NYSE Arca, Inc.

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Joseph John McGlone.
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