Unclaimed
Joseph John Maxwell has been in the financial services industry since 1998. He is a registered representative and investment advisor representative with Fidelity Personal And Workplace Advisors. Joseph John Maxwell is licensed in several states including Pennsylvania, Texas, Arizona, California, Colorado, Delaware, Florida, Georgia, Illinois, Maine, Maryland, Massachusetts, Michigan, Nevada, New Jersey, New York, North Carolina, Oregon, Pennsylvania, Puerto Rico, Texas, Virginia, Washington and West Virginia. Joseph John Maxwell has a strong background in financial planning and portfolio management for businesses and individuals. He is also qualified to provide educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
PA
07/13/2018 - Present
Fidelity Personal AND Workplace Advisors (WARRINGTON PA)
NY
05/15/2003 - 04/07/2005
MERCER ALLIED COMPANY, L.P. (COHOES NY)
NJ
07/25/2002 - 05/14/2003
UBS PAINEWEBBER INC. (WEEHAWKEN NJ)
CA
01/24/2000 - 08/02/2002
THOMAS WEISEL PARTNERS LLC (SAN FRANCISCO CA)
NY
07/29/1998 - 01/25/2000
MORGAN STANLEY & CO., INCORPORATED (NEW YORK NY)
IA
Issued 08/23/2002
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/29/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/02/2001
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/23/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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