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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joseph? Claim Your ProfileJoseph John Mandujano is a financial advisor with LPL Financial LLC. Joseph John Mandujano has been in the financial industry since February 2, 2000. Joseph John Mandujano is registered with the state of California and is a registered investment advisor representative. Joseph John Mandujano has passed the Series 63, Series 65, Series 7, Series 31 and SIE exams. Joseph John Mandujano has worked for several firms over the years including CUNA Brokerage Services, Inc., CETERA ADVISORS LLC, INVESTORS CAPITAL CORP., INVEST FINANCIAL CORPORATION and UNIONBANC INVESTMENT SERVICES, LLC. Joseph John Mandujano's specializations include providing financial planning, portfolio management for individuals and businesses, consulting and other non-discretionary advisory services and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
04/29/2022 - Present
LPL Financial LLC (BURBANK CA)
IN
01/12/2018 - 04/19/2022
CUNA BROKERAGE SERVICES, INC. (Evansville IN)
CA
10/03/2016 - 12/31/2017
CETERA ADVISORS LLC (SIMI VALLEY CA)
CA
08/19/2015 - 10/03/2016
INVESTORS CAPITAL CORP. (SIMI VALLEY CA)
CA
08/08/2012 - 08/11/2015
INVEST FINANCIAL CORPORATION (BURBANK CA)
CA
01/03/2011 - 07/26/2012
LPL FINANCIAL LLC (CHATSWORTH CA)
CA
01/03/2007 - 12/16/2010
BANCWEST INVESTMENT SERVICES, INC. (ENCINO CA)
CA
11/08/2006 - 01/04/2007
ATLAS SECURITIES, INC. (SANTA BARBARA CA)
CA
06/09/2004 - 11/07/2006
UNIONBANC INVESTMENT SERVICES, LLC (SIMI VALLEY CA)
MN
06/20/2003 - 05/20/2004
U.S. BANCORP INVESTMENTS, INC. (SAINT PAUL MN)
CA
07/18/2001 - 06/13/2003
WM FINANCIAL SERVICES, INC. (IRVINE CA)
CA
03/09/2001 - 06/01/2001
WESTERN INTERNATIONAL SECURITIES, INC. (PASADENA CA)
CA
01/06/2000 - 02/22/2001
J.B. OXFORD & COMPANY (SHERMAN OAKS CA)
NY
09/15/1999 - 01/13/2000
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
IA
Issued 11/16/2012
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/18/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/15/1999
Series 31 - Futures Managed Funds Examination
BC
Issued 09/13/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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