Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joseph? Claim Your ProfileJoseph John Mamer is a financial advisor with over 30 years of experience in the financial services industry. Joseph has been registered with Oppenheimer & Co. Inc. since November 2024. Previously, Joseph was registered with RBC Capital Markets, LLC from December 2007 to November 2016 and A. G. Edwards & Sons, INC. from February 1990 to December 2007. Joseph holds Series 3, 7, 9, 10, 63, and 66 securities licenses. Joseph specializes in providing financial planning, portfolio management, and retirement planning services to individuals, families, and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
CA
11/04/2024 - Present
Oppenheimer & Co. Inc. (CARLSBAD CA)
CA
12/11/2007 - 11/10/2016
RBC CAPITAL MARKETS, LLC (ESCONDIDO CA)
CA
02/02/1990 - 12/21/2007
A. G. EDWARDS & SONS, INC. (SAN DIEGO CA)
NA
05/20/1988 - 02/21/1990
J. T. MORAN & CO., INC.
NA
02/02/1987 - 05/23/1988
SHERWOOD CAPITAL, INC.
NA
06/19/1985 - 01/31/1987
FIRST JERSEY SECURITIES, INC.
BOTH
Issued 01/31/2011
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/18/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/21/2000
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 08/21/2000
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/01/2001
Series 3 - National Commodity Futures Examination
BC
Issued 06/15/1985
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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