Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joseph? Claim Your ProfileJoseph John MacDougall is a financial advisor registered with Raymond James Financial Services Advisors, Inc. Joseph has been working in the financial services industry for over 27 years. Joseph has experience in the areas of portfolio management, financial planning, and pension consulting. Joseph has a wide range of experience working with different clients. Joseph is also registered in several states including California, Arkansas, Florida, Georgia, Maryland, Nevada, and Vermont.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
CA
03/12/2012 - Present
Raymond James Financial Services Advisors, Inc. (SAN DIEGO CA)
CA
06/01/2009 - 03/27/2012
MORGAN STANLEY SMITH BARNEY (SAN DIEGO CA)
CA
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (SAN DIEGO CA)
CA
08/11/1995 - 04/02/2007
MORGAN STANLEY DW INC. (SAN DIEGO CA)
IA
Issued 09/21/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/17/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/08/2000
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 08/15/2000
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/09/2003
Series 3 - National Commodity Futures Examination
BC
Issued 09/08/1995
Series 31 - Futures Managed Funds Examination
BC
Issued 08/10/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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