Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joseph? Claim Your ProfileJoseph John Lopresti is a financial advisor with Nexpoint Securities, Inc., a firm that is based in Dallas, TX. Joseph has been in the industry since 2008 and has a wide range of experience in the securities industry. Joseph holds the Series 3, 6, 7, 30, and 66 securities licenses. He has been registered with FINRA since 2006. Joseph is currently registered in 53 states and the District of Columbia. His previous experience includes working with PARALEL DISTRIBUTORS, ALPS DISTRIBUTORS, INC., PRINCIPAL FUNDS DISTRIBUTOR, INC., HSBC SECURITIES (USA) INC., NEUBERGER BERMAN LLC, DAVID LERNER ASSOCIATES, INC., and AXA DISTRIBUTORS, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
TX
12/07/2023 - Present
Nexpoint Securities, Inc. (DALLAS TX)
NY
09/30/2022 - 07/07/2023
PARALEL DISTRIBUTORS (New York NY)
NY
01/17/2019 - 09/30/2022
ALPS DISTRIBUTORS, INC. (NEW YORK CITY NY)
IA
10/03/2016 - 12/26/2018
PRINCIPAL FUNDS DISTRIBUTOR, INC. (DES MOINES IA)
NY
10/09/2013 - 09/09/2016
HSBC SECURITIES (USA) INC. (New York NY)
NY
09/27/2011 - 09/24/2013
NEUBERGER BERMAN LLC (NEW YORK NY)
NY
12/23/2009 - 03/18/2010
DAVID LERNER ASSOCIATES, INC. (WHITE PLAINS NY)
NC
07/03/2006 - 10/26/2009
AXA DISTRIBUTORS, LLC (CHARLOTTE NC)
BOTH
Issued 01/13/2012
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/21/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/31/2017
Series 30 - NFA Branch Manager Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/31/2017
Series 3 - National Commodity Futures Examination
BC
Issued 12/22/2009
Series 7 - General Securities Representative Examination
BC
Issued 06/30/2006
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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