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Joseph John Lang

National Financial Services LLC

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About Joseph John Lang

Joseph Lang is a financial advisor registered with National Financial Services LLC and Fidelity Brokerage Services LLC. Joseph has been in the financial services industry since 1992. Joseph is licensed in all states and has passed a number of industry exams. Joseph is a Series 24 and Series 4 principal registered with National Financial Services LLC. Joseph is dedicated to providing clients with personalized financial advice to help them achieve their goals.

Firm Information

Joseph Lang is currently registered with National Financial Services LLC. National Financial Services LLC is a Limited Liability Company formed in June 2000. The firm is registered to conduct business in all 50 states, the District of Columbia, Puerto Rico and the Virgin Islands. The firm has been the subject of 45 regulatory event disclosures, 1 civil event disclosure and 14 arbitration disclosures.

Not reported

Assets Under Management

Not reported

Total Clients

598

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Joseph Lang’s Registration & Firm History

MA

07/23/1999 - Present

National Financial Services LLC (BOSTON MA)

RI

10/02/1992 - 07/02/1993

FIDELITY DISTRIBUTORS CORPORATION (SMITHFIELD RI)

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Licenses & Designations

BC

Issued 10/30/1992

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 01/02/2023

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 11/24/1997

Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)

BC

Issued 07/14/1997

Series 24 - General Securities Principal Examination

BC

Issued 12/03/1996

Series 4 - Registered Options Principal Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/29/1999

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 08/10/1993

Series 7 - General Securities Representative Examination

BC

Issued 10/01/1992

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

M

MEMX LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq ISE, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Joseph John Lang.
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